Disclosures

Information on this web site is directed towards U.S. residents only.

Legacy CG, LLC dba Legacy Consulting Group. (“Legacy”) is a SEC registered investment adviser located in Plano, Texas. Registration as an investment advisor is not an endorsement of the firm by securities regulators and does not mean the adviser has achieved a specific level of skill or ability.  Legacy and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon SEC registered investment advisers by those states in which Legacy maintains clients. In addition, some representatives of Legacy are registered representatives of Perryman Securities, Inc., a FINRA registered Broker/Dealer and member of SIPC. Legacy may only transact business in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements. Legacy’s web site is limited to the dissemination of general information pertaining to its investment advisory and financial planning services. Accordingly, Legacy does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Legacy with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Legacy, please contact the United States Securities and Exchange Commission and/or the state securities law administrators for those states in which Legacy maintains a notice filing.   A copy of Legacy’s current written disclosure statement discussing Legacy’s business operations, services, and fees is available from Legacy upon written request. Legacy does not make any representations or warranties as to the accuracy, completeness, or relevance of any information prepared by any unaffiliated third-party provider, whether linked to Legacy’s web site or incorporated herein. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Photos used throughout the web site, other than on Your Legacy Team and Resources pages, are free stock photos and do not portray our clients.

Information presented is believed to be current.  It should not be viewed as personalized investment advice.  All expressions of opinion reflect the judgement of the authors on the date of publication and may change in response to market conditions.  You should consult with a professional advisor before implementing any strategies discussed.  Content should not be viewed as an offer to buy or sell any of the securities mentioned or as legal or tax advice.  You should always consult an attorney or tax professional regarding your specific legal or tax situations.

Hyperlinks on this website are provided as a convenience.  We cannot be held responsible for information, services or products found on websites linked to ours.

All investments and strategies have the potential for profit or loss.  Different types of investments involve higher and lower levels of risk.  There is no guarantee that a specific investment or strategy will be suitable or profitable for an investor’s portfolio.  Historical performance returns for investment indexes and/or categories, usually do not deduct transaction and/or custodial charges or an advisory fee, which would decrease historical performance results.  There are no assurances that a portfolio will match or exceed any particular benchmark.

Designations

Financial Life Planning (RLP®) is a registered trademark of Kinder Institute of Life Planning.

CFP® is owned by the Certified Financial Planner Board of Standards and is awarded to individuals who successfully complete the CFP® Board’s initial and ongoing certification requirements.

Certified Financial Transitionist (CeFT®) is a registered trademark of Sudden Money Institute®.

Certified Financial Analyst (CFA®) is a registered trademark of the CFA Institute.

Disclosure regarding awards recognition given to Legacy Consulting Group

Third-party recognition from rating services and publications do not guarantee future investment success. Working with a highly-rated adviser also does not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be viewed as an endorsement of the adviser/firm by any client and do not represent any specific client’s evaluation. Generally, ratings, rankings and recognition are based on information provided by the adviser. Please contact the adviser for more information regarding how these rankings and ratings were formulated. Legacy Consulting Group does not pay to be included in any of the unaffiliated rating services and/or publications.  A more detailed disclosure of the criteria used in any of these award listings or rankings is included below.

D Magazine Best Financial Planners of Dallas (2004 thru 2024)

D magazine ask every CFP in the DFW chapter of the Financial Planners Association to cast an online ballot. Outside-firm votes counted more than inside-firm votes. Self-nominations were tossed out. A panel of esteemed local financial planners reviewed the final list.

Five Star Wealth Manager (2010 thru 2024)

The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria.  Wealth managers do no pay a fee to be considered or placed on the final list of Five Star Wealth Managers.  Award does not evaluate quality of services provided to clients.  The Five Star award is not indicative of the wealth manager’s future performance.  The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication.  For more information on the Five Star award and the research/selection methodology, go to fivestarprofessional.com

Financial Advisor Top RIA Ranking (2017 thru 2024)

According to Financial Advisor Magazine: RIA ranking candidates are ranked by AUM of the previous year. To be eligible for FA’s rankings, firms must be registered investment advisors and provide financial planning and related services to individual clients. Firms with less than $50 million in assets will be published in an online national ranking on FA’s Web site, www.fa-mag.com.

D Magazine Top Wealth Manager (2017 thru 2024)

D Magazine asked every wealth management firm and team in the Dallas-Fort Worth chapter of the Financial Planning Association, Chartered Financial Analyst Institute, and the Investments and Wealth Institute to tell us about their practices. The final list was selected based on these criteria: top firms or teams must have total assets under management for individual clients of at least $100 million; average assets under management per client of at least $1 million; a 95 percent client retention rate over the last two years; and no current disciplinary action. Additionally, all firms (or teams, should the team be applying as an entity separate from its parent company) must have been in existence for at least five years as of the application deadline (June 13, 2018). They must also hold themselves out as fiduciaries for their clients and provide them with a written disclosure.

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